Securities and Investments Board

20 published titles

Regulation of investment business

1 edition

Investors'compensation scheme consultative document

(Contributor)

1 edition

Product disclosure and illustrations of future benefits : proposed amendments to conduct of business rules

1 edition

Life assurance and unit trust disclosure : the regime for 1990

(Contributor)

1 edition

Soft commission arrangements in the securities markets

(Contributor)

1 edition

Regulation of the conduct of investment business : a proposal

(Contributor)

1 edition

Broker funds and broker unit trusts : a policy statement

1 edition

The Proposed core rules on conduct of business

(Contributor)

1 edition

Soft commission arrangements in the securities markets : second policy statement

(Contributor)

1 edition

Custody review : discussion paper

(Contributor)

1 edition

Financing investors' compensation

(Contributor)

1 edition

Regulated collective investment schemes : key policy issues : discussion paper

(Contributor)

1 edition

Financial services regulation : making the two tier system work

(Contributor)

1 edition

Regulation of the United Kingdom equity markets : discussion paper

(Contributor)

1 edition

Proposed regulations for open-ended investment companies

1 edition

Maintaining enhanced market liquidity

(Contributor)

1 edition

A model for simplifying the pensions review

(Contributor)

1 edition

A review of the metals markets

(Contributor)

1 edition

Stock borrowing and repo in UK equities : market conduct

1 edition

Contracting-out of SERPS

(Contributor)

1 edition