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Financial services law
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Financial services law

Publication Data

Descriptive Notes

Includes index.

Contents

Financial services authority
The Financial Services and Markets Act
FSA handbook and high level standards
Regulatory processes ; authorisation, supervision, enforcement
Financial redress ; complaints, disputes, and compensation
Market abuse
Insider dealing, misleading statements and practices, and other offences
Money laundering and financial crime
The integrated prudential sourcebook
Investment firms ; wholesale sector
Investment firms ; retail sector
Banks and banking
Mortgage lending and mortgage intermediation
Insurance regulation
Collective investment schemes
Listing and public offers
European financial services
International agreements and supranational bodies.

Topics

Catalogue Data

ISBD

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Financial services law. ISBN 9780199285792. Published by Oxford University Press in 2006. Publication and catalogue information, links to buy online and reader comments.

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