Preface
Acknowledgments
About the Author
Part I: The Bigger Picture
Chapter 1: Compliance Revolution
Initial Questions
Chapter 2: General Model of Regulatory and Compliance Development
Regulatory Development
Regulatory Toolkits
Conclusion
References
Chapter 3: Is Compliance Worth the Money?
2008 Financial Crisis
The Legacy of Failure
A Decade of Disasters
Increasing Compliance Spend
Conclusion
References
Part II: What to Do Differently
Chapter 4: Ethics
Ethics in Regulation and Compliance
An Ethical Framework for Financial Services
Ethics in Business
How Should a Compliance Practitioner Approach Ethics?
Ethics at Work Versus Ethics at Home
Steps Towards Developing Ethics
Main Tools for Identifying and Applying Corporate Ethics
Three Critical Steps in Establishing Ethics
Ethics in Regulation
Principles and Ethics
The Advantages of Principles
Principle-Based Regulation
Conclusion
References
Chapter 5: Culture
Pro-Compliance Culture
What is Culture?
What is a Values-Led Mindset?
Changing and Embedding Culture
How to Change Culture
Creating Crucibles in Regulation Examples
Regulatory Methodologies
Fair Dealing In Singapore
Measuring Culture
Conclusion
References
Chapter 6: Governance
Why Does Governance Matter?
What is Corporate Governance?
The Board’s Role
Governance in Singapore
Bank of International Settlements
Comply or Explain
A Model of ‘Good Governance’
10 Principles of Good Governance
Conclusion
Review: The State of Corporate Governance
References
Chapter 7: Outcomes
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The compliance revolution : how compliance needs to change to survive by David Jackman. ISBN 9781119020615. Published by John Wiley & Sons, Inc. in 2015. Publication and catalogue information, links to buy online and reader comments.
